The Law Firm of David Chase is reviewing claims of unsuitable trades and breach of fiduciary duty by former New York based-based Capitol Securities Management INC. (CRD #14169) broker Andrew Bennett Kramer (CRD#1896558) after FINRA bared him permanently. According to Kramer’s FINRA BrokerCheck report, FINRA suspended Kramer in April of 2017 after he failed to...Read More

The Law Firm of David Chase is reviewing allegations of outside business activity and unsuitable recommendations by former Vanguard Capital (CRD #22081) broker John A. Blake-Zuniga (CRD #1014886) after FINRA suspended him for 22 months. According to Blake-Zuniga’s FINRA BrokerCheck report, FINRA suspended him for 22 months after issuing sanctions related to allegations that he...Read More

The Law Firm of David Chase are investigating claims of unauthorized trading, unsuitable recommendations and breach of fiduciary duty by New York-based Morgan Stanley (CRD # 149777) broker Barry F Connell (CRD #3070984) after FINRA suspended him. According Connell’s FINRA BrokerCheck report, FINRA suspended and permanently barred Connell in January of 2017 after he failed...Read More

The Law Firm of David Chase is analyzing claims of unsuitability and breach of fiduciary duty brought against former Ameritas Investment Corp (CRD #14869) broker Alonza Barnett JR. (CRD #4577695) after a customer filed a $1.75 million FINRA arbitration against him. According to Barnett’s FINRA BrokerCheck report, a customer filed an FINRA arbitration complaint in...Read More