David Chase, Esq., a seasoned SEC defense attorney and SEC whistleblower lawyer, and former SEC Prosecutor, with over thirty (30) years’ experience, represents clients around the nation and internationally.

In his work as a SEC defense lawyer, David represents those under SEC investigation for insider trading, Ponzi schemes, market manipulation, broker-dealer and investment adviser violations, offering frauds and the sale of unregistered securities, among others. 

David also represents SEC whistleblowers who seek to obtain a financial bounty for reporting serious violations of the federal securities laws to the SEC.

David worked for approximately four years in the SEC’s Division of Enforcement, where he served as Senior Counsel and learned first-hand how the SEC conducts its investigations and prosecutions. For part of that time, David had the honor of acting as a Special Assistant United States Attorney with the Department of Justice in Miami where he criminally prosecuted securities fraud. 

As a former SEC Prosecutor, David brings to the table for his clients a strategic and practical judgment developed over the last thirty (30) years, institutional knowledge of how the SEC functions and in-depth understanding of the complexities of the securities laws.  He utilizes these attributes as a competitive edge to achieve successful results for his clients, often under stressful and high-stakes circumstances, with an emphasis on individual attention and responsiveness.

David has been published and lectured on SEC issues, and for over the last decade has served as an Adjunct Professor of Law at the University of Miami School of Law where he teaches a course on SEC Investigations. 

If you are under SEC investigation, or have just received a SEC Subpoena, contact David, a SEC investigation lawyer, for a free and confidential consultation toll-free at: 800-760-0912.