Facing an SEC Investigation? Don’t Face It Alone.
An SEC investigation can put your career, reputation, business, and financial future directly at risk.
David Chase has experienced the SEC investigative process from the inside as a Senior Counsel in the SEC’s Enforcement Division. He has seen firsthand how investigations are developed, evaluated, and pursued.
His practice is devoted to defending clients in SEC investigations and enforcement matters, including executives, traders, investment professionals, financial firms, and high-net-worth individuals.
His experience includes significant representation in insider trading investigations, as well as matters involving stock manipulation, securities offering frauds, Ponzi Schemes, and investment adviser violations.
HE DOESN’T JUST RESPOND TO SEC TACTICS.
HE ANTICIPATES THEM.
Former Senior Counsel, SEC Division of Enforcement
Former Special Assistant U.S. Attorney
30+ years of securities enforcement and defense
SEC SUBPOENA | WELLS NOTICE | SEC INVESTIGATION
Speak Directly With David Chase
800-760-0912
David@davidchaselaw.com
[REQUEST A CONFIDENTIAL CONSULTATION]
Confidential. Discreet. Direct.
PROVEN RESULTS IN SEC INVESTIGATIONS
In numerous cases, the SEC declined to prosecute David’s clients and closed its investigations without enforcement action.
Selected results include:
- SEC Declines to Prosecute in Insider Trading Investigation
- SEC Declines to Prosecute in Market Manipulation Investigation
- SEC Declines to Prosecute in Securities Offering Fraud Investigation
- SEC Declines to Prosecute Investment Adviser
- SEC Declines to Prosecute Hedge Fund Manager
- SEC Declines to Prosecute Securities Broker-Dealer
View More Successful Results →
Prior results do not guarantee or predict a similar outcome in any future case.
YOU HIRE DAVID CHASE.
YOU EXCLUSIVELY GET DAVID CHASE.
Clients work exclusively and directly with David from the investigation’s inception to its conclusion. No exceptions.
No unnecessary layers. No junior lawyer handoffs. No need to explain your situation repeatedly to a succession of attorneys.
Rather, a boutique SEC defense law firm with the resources, agility, and experience necessary to protect you.
FIVE REASONS HIS EXPERIENCE MATTERS
01 — He sees what the SEC sees
Firsthand experience inside the SEC Division of Enforcement as a Senior Counsel leveraged for your benefit.
02 — What Happens if this becomes criminal?
Federal prosecution experience and perspective to anticipate and address when regulatory and criminal issues intersect in parallel proceedings.
03 — Can he handle sophisticated, complex investigations?
BigLaw experience at Greenberg Traurig defending high-stakes securities matters.
04 — Do other lawyers recognize his ability?
Chambers USA Band 1 – Securities Litigation.
05 — Does he actually know securities law at a high level?
University of Miami School of Law Adjunct Professor teaching securities law to the next generation of lawyers for over a decade.
KNOW THE COST OF YOUR REPRESENTATION BEFORE YOU BEGIN: TRANSPARENT FLAT-FEE STRUCTURE – COST CERTAINTY.
David Chase provides representation on a transparent flat-fee basis, so you know the cost of your legal representation before the engagement begins.
Clear scope. Clear attorney’s fee. No hourly-billing surprises.
WHAT FORMER CLIENTS SAY ABOUT WORKING WITH DAVID CHASE (Google Reviews)
“Working with David Chase was one of the most reassuring and professional legal experiences I’ve ever had. His knowledge, insight and command of SEC matters are truly exceptional.”
— Verified Google Review
“He has a deep understanding of how trading desks operate and how financial organizations are structured … He’s fluent in trading jargon and grasps complex situations quickly …”
— Verified Google Review
“I really appreciated his calm and pragmatic approach.”
— Verified Google Review
“David is hyper responsive and delivered top-notch service to a demanding client.”
— Verified Google Review
“His negotiations skills were excellent and detailed.”
— Verified Google Review
IF THE SEC HAS CONTACTED YOU, SPEAK DIRECTLY WITH DAVID CHASE AND START BUILDING YOUR DEFENSE NOW.
800-760-0912
david@davidchaselaw.com
