Defense of SEC and FINRA Investigations

Representation of SEC Whistleblowers

Representation of Defrauded Stock Market Investors

Law Firm of David R. Chase

Handling Exclusively Securities Cases

The Firm represents clients around the nation in SEC and FINRA Investigations, SEC and CFTC Whistleblower Claims, cases to recover stock market investor losses and securities industry disputes.

Mr. Chase, a former SEC Prosecutor, brings to the table strategic and practical judgment developed over the last twenty-eight years, institutional knowledge of the SEC and FINRA, and an in-depth understanding of the complexities of the securities industry. All of which he utilizes to achieve successful results for his clients, often under stressful and high-stakes circumstances, with an emphasis on indvidualized attention and responsiveness.

Securities Attorney David R. Chase


Mr. Chase began his legal career at Greenberg Traurig, an international law firm in Miami, where he represented securities and financial firms in SEC and FINRA investigations.

Thereafter, he worked for almost four years as Senior Counsel in the Enforcement Division of the SEC, where he learned how the SEC investigates and prosecutes. For part of that time, Mr. Chase served as a Special Assistant United States Attorney in the Economic Crimes Division in the Southern District of Florida. While a Government criminal prosecutor and SEC Enforcement attorney, Mr. Chase handled exclusively securities fraud cases, including insider trading, Ponzi schemes, market manipulations, securities offering, municipal bond fraud and broker-dealer sales practice violations.

Mr. Chase has been appointed by Federal District Court Judges to serve as Receiver in SEC and FTC cases, where he was empowered to protect the rights of defrauded securities investors and consumers. He has been published and lectured on SEC issues, and for the last several years has served as an Adjunct Professor of Law at the University of Miami School of Law where he teaches a course on SEC Regulation.

David R. Chase has been Quoted in the Following Publications


David and his firm represented me this week. His knowledge, patience and professionalism far exceeded my expectations. If you want the best results ~ you hire the best. Look no further than this gentleman. Thanks again David!!

Scott Ainsworth