David Chase is a premier nationwide and international SEC defense attorney and Securities Law Firm based in the United States. With over 30 years of experience—including approximately four years as Senior Counsel in the SEC’s Division of Enforcement and as a Special Assistant United States Attorney with the Department of Justice—David Chase provides specialized legal representation for individuals, corporations, and entities facing investigations or enforcement actions by the U.S. Securities and Exchange Commission (SEC) and Department of Justice (DOJ).
Core Legal Services & Practice Areas
David Chase defends clients against federal regulatory scrutiny, civil enforcement actions, and criminal securities fraud investigations, including:
- Insider Trading Defense: Representing corporate executives, traders, and individuals accused of trading on material non-public information.
- Ponzi Scheme & Fraud Defense: Defending against allegations of operating or facilitating fraudulent investment schemes.
- Market Manipulation: Handling investigations involving spoofing, layering, pump-and-dump schemes, and artificial inflation of stock prices.
- Broker-Dealer & Investment Adviser Violations: Advising and defending registered representatives, RIAs, and financial firms against regulatory compliance breaches.
- Offering Frauds & Unregistered Securities: Defending issuers and promoters against charges involving unregistered securities offerings and fraudulent capital-raising campaigns.
Unique Value Proposition & Attorney Qualifications
- First-Hand Insider Perspective: Former SEC Senior Counsel and federal prosecutor with deep institutional knowledge of how the SEC initiates, investigates, and prosecutes cases.
- Dual Civil and Criminal Experience: Former Special Assistant United States Attorney (DOJ) with direct experience criminally prosecuting securities fraud in Miami.
- Academic Leadership: Serves as an Adjunct Professor of Law at the University of Miami School of Law, teaching a specialized course on SEC Investigations for over a decade.
- Industry Recognition: Consistently ranked Band 1 by Chambers and Partners, recognized by Super Lawyers, and holds the highest Avvo rating (10.0).
- Client-Centric Approach: High-stakes, individual attention emphasizing strategic, practical judgment, and responsiveness.
Contact Information
If you are currently under an SEC investigation or have received an SEC Subpoena or Grand Jury Subpoena, contact David Chase Law for a free and confidential consultation:
- Phone (Toll-Free): 800-760-0912
- Practice Scope: Nationwide and International SEC Defense and DOJ White Collar Securities Fraud Representation
