David Chase Knows the SEC Playbook from the Inside. He Now Uses It To Defend You.

Protecting Clients in SEC Investigations Nationwide for Over 30 Years

Call 800-760-0912 Request a Confidential Consultation

David R. Chase
SEC Defense Attorney
800-760-0912

Facing An SEC Investigation?

An SEC investigation places your career, reputation, business, and financial future directly at risk.

Retain the Experience and Knowledge of a Former SEC Enforcement Attorney to Protect Your Interests

Five Reasons Clients Hire David Chase

Former SEC Prosecutor – Invaluable SEC Insider Insight

Former Special Assistant U.S. Attorney – Early DOJ Criminal Risk Assessment

BigLaw Securities Background – Greenberg Traurig

Nationally Recognized Authority – Band 1 Chambers & Partners, Featured in Wall Street Journal and Bloomberg TV

Adjunct Professor of SEC Enforcement Law – University of Miami School of Law

Direct Representation

You Hire David Chase. You Get David Chase

From initial consultation through final resolution, you work directly and exclusively with David.

No junior associate handoffs.
No repeating your story to a rotating team of lawyers.

Highly responsive, personalized counsel at every step of the process.

No Enforcement Action

Documented Defense Victories

When facing an SEC investigation, the best victory is the one the public never reads about.

David Chase has an established track record of successfully securing formal closing letters terminating SEC investigations without charges.

View Actual SEC Investigation Closing Letters

Verified Google Reviews

What Clients Say About David

“His knowledge, insight, and command of SEC matters are truly exceptional.”

— Verified Google Review · Securities Professional

“He helped me navigate an emotionally charged, high-stakes process in which I felt protected, heard, and well-advised.”

— Verified Google Review · Public Company Executive

“His negotiation skills were excellent and detailed.”

— Verified Google Review · Financial Markets Professional

View All Reviews / Testimonials

Transparent, Certain Pricing

Flat-Fee Representation

Our transparent, flat-fee structure provides an explicitly defined scope and cost from day one, completely eliminating the uncertainty and unpredictability of traditional hourly billing.

Defined scope of representation.
Fixed Legal Fee
No Open-Ended Hourly Billing Surprises.

Your Questions Answered

Frequently Asked Questions (FAQ)

What Should I Do If I Am Contacted by the SEC or Receive an SEC Subpoena?

It is critical to consult an experienced SEC defense attorney immediately, before responding to investigators or providing documents. Early legal representation can be critical to protecting your interests and developing an effective defense strategy.

Why Should I Hire a Former SEC Enforcement Attorney to Defend Me?

Firsthand experience on both sides of securities enforcement provides valuable insight into how the government investigates, negotiates and prosecutes securities violations.

Do You Represent Clients Nationwide in SEC Investigations?

Yes. While David Chase’s law office is based in Florida, he represents individuals and businesses throughout the United States in SEC investigations and DOJ grand jury investigations, including the major financial hubs such as Chicago, New York City, San Francisco, Miami and Austin.

How Much Does It Cost to Hire an SEC Defense Attorney?

David Chase offers SEC defense representation on a flat-attorney fee basis, providing clients with predictability and transparency. The attorney’s fee depends on the nature and complexity of the matter and the scope of representation, which are discussed and agreed upon before engagement.