YOU HIRE DAVID CHASE — YOU EXCLUSIVELY GET DAVID CHASE.
Clients work exclusively and directly with David from the investigation’s inception to its conclusion. No exceptions.
No unnecessary layers. No junior lawyer handoffs. No need to explain your situation repeatedly to a succession of attorneys.
Rather, a boutique SEC defense law firm with the resources, agility, and experience necessary to protect you.
PROVEN RESULTS IN SEC INVESTIGATIONS
In numerous cases, the SEC declined to prosecute David’s clients and closed its investigations without enforcement action.
Selected results include:
- SEC Declines to Prosecute in Insider Trading Investigation
- SEC Declines to Prosecute in Market Manipulation Investigation
- SEC Declines to Prosecute in Securities Offering Fraud Investigation
- SEC Declines to Prosecute Investment Adviser
- SEC Declines to Prosecute Hedge Fund Manager
- SEC Declines to Prosecute Securities Broker-Dealer
View More Successful Results →
Prior results do not guarantee or predict a similar outcome in any future case.
FIVE ADVANTAGES OF HAVING DAVID CHASE ON YOUR SIDE
01 — He Knows How the SEC Investigates, Negotiates and Prosecutes
David Chase served as Senior Counsel in the SEC’s Division of Enforcement for nearly four years. He thus has firsthand experience of how SEC investigations are conducted, how evidence is evaluated, and how enforcement decisions are made. He now uses that unique perspective to identify and exploit the flaws in the SEC’s narrative and enforcement theory.
02 — He Recognizes Potential DOJ Criminal Exposure Early
SEC investigations can turn criminal. As a former Special Assistant U.S. Attorney who prosecuted securities fraud in the Southern District of Florida, David understands the intersection between SEC investigations and DOJ parallel proceedings. He evaluates the risk of criminal exposure early so that it can be incorporated into the defense strategy.
03 — He Has Defended High-Stakes SEC Investigations at BigLaw
Before founding his own practice, David practiced at Greenberg Traurig, where he defended clients in sophisticated securities matters. That experience gave him the high-level legal skills and judgment necessary to handle complex, high-stakes investigations.
04 — His SEC Defense Practice Is Widely Recognized
Chambers and Partners ranks David Chase Band 1 for Litigation: Securities in Florida. The ranking recognizes his standing among leading securities practitioners. David has also been quoted in The Wall Street Journal, Barron’s and the Financial Times, and has appeared as an expert commentator on Bloomberg Television.
05 — He Teaches the Securities Law He Practices
David has served as an Adjunct Professor at the University of Miami School of Law for over a decade, teaching a course on securities law and SEC enforcement. His academic work reflects the depth of his knowledge that he brings to complex securities investigations for the benefit of each of his clients.
KNOW THE COST OF YOUR REPRESENTATION BEFORE YOU BEGIN
TRANSPARENT FLAT-FEE STRUCTURE – COST CERTAINTY
David Chase provides representation on a transparent flat-fee basis, so you know the cost of your legal representation before the engagement begins.
Clear scope. Clear attorney’s fee. No hourly-billing surprises.
WHAT FORMER CLIENTS SAY (Google Reviews)
“Working with David Chase was one of the most reassuring and professional legal experiences I’ve ever had. His knowledge, insight, and command of SEC matters are truly exceptional.”
— Verified Google Review (securities professional)
“His expertise was balanced by an understanding of how stressful these situations are at a personal level. He helped me navigate an emotionally charged, high-stakes process in which I felt protected, heard, and well-advised.”
— Verified Google Review (publicly traded company executive)
“He has a deep understanding of how trading desks operate and how financial organizations are structured … He’s fluent in trading jargon and grasps complex situations quickly …” “I really appreciated his calm and pragmatic approach.”
— Verified Google Review (institutional trader)
“David is hyper responsive and delivered top-notch service to a demanding client.”
— Verified Google Review (investment adviser officer)
“His negotiation skills were excellent and detailed.”
— Verified Google Review (financial markets professional)
IF THE SEC HAS CONTACTED YOU, SPEAK DIRECTLY AND CONFIDENTIALLY WITH DAVID CHASE AND START BUILDING YOUR DEFENSE NOW. 800-760-0912
David Chase is a nationally prominent securities defense attorney and founder of Law Firm of David R. Chase, a boutique sec defense law firm.
SEC SUBPOENA | WELLS NOTICE | SEC INVESTIGATION | FORT LAUDERDALE BASED | NATIONWIDE REPRESENTATION ACROSS ALL 50 STATES INCLUDING NEW YORK, NEW JERSEY, LOS ANGELES, SAN DIEGO, MIAMI, AND CHICAGO
