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Investor Rights Blog

The Law Firm of David R. Chase is conducting an investigation to determine whether investors have legal claims to recoup their losses suffered in investments offered by Northstar Financial Services (Bermuda) Ltd.  These investments include: Global Interest Accumulator Global VIP Elite Global Index Product Global Advantage Select Global Advantage Plus Series Numerous securities brokers and financial advisors allegedly recommended Northstar Financial Services investments to their clients, touting it as a conservative, safe investment with guaranteed...
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The Law Firm of David Chase has filed another FINRA arbitration claim against Voya Financial Advisors related to its former employee, Greenville, South Carolina broker James T Flynn (CRD# 3082615). The securities arbitration complaint alleges that Flynn made unsuitable investment recommendations to our clients, retirees who sought to protect their retirement nest egg, involving high-commission paying, illiquid REITS, such as Business Development Corporation of America and Colony Capital, as well as variable annuities.  The arbitration...
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Former Clients of Stock Broker James Flynn The Law Firms of David Chase and Silver Law Group are jointly representing former clients of Greenville, South Carolina broker James T. Flynn in cases to recover their investment losses. Stock broker fraud attorney David Chase, formerly an SEC Enforcement Attorney, represents investors around the country and has recovered millions of dollars for his clients that were victimized by stockbroker fraud, misconduct, and mismanagement.  Scott Silver is the managing partner of Silver...
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The Law Firm of David Chase is reviewing customer allegations of unsuitability and wrongdoing involving REITs and other illiquid investments made against Greenville, South Carolina based broker James Flynn, who was formerly with the securities brokerage firms of Voya Financial Advisors and IFS Securities. According to FINRA’s BrokerCheck report on Flynn, eight customers made complaints against Mr. Flynn alleging, among other claims, unsuitability and overconcentration involving Real Estate Investment Trust investments and annuities. FINRA, the...
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The Law Firm of David R. Chase and Silver Law Group recently filed a FINRA arbitration claim against Independent Financial Group, a securities firm, after its broker improperly recommended the services of an individual who the SEC claims was engaged in a Ponzi scheme. The statement of claim alleges the Claimant was the client of Independent Financial Group and its broker, Jon Pariser (CRD# 2755015).  In or around June 2017, Pariser informed Claimant that he...
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The Securities and Exchange Commission filed civil charges yesterday against 1 Global Capital LLC and its former CEO alleging they defrauded approximately 3,400 retail investors, a number of whom invested their retirement monies.  Global Capital, which was engaged in the cash advance business, and Carl Ruderman, its former CEO, are alleged by the SEC to have raised in excess of $287 million through fraudulent means since 2014, utilizing a web of barred brokers who sold unregistered securities. Per...
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Did You Invest in 1st Global Capital Through a Stockbroker or Financial Advisor and Have Concerns About Your Investment? 1st Global Capital filed for Chapter 11 Bankruptcy after the Securities and Exchange Commission (SEC) launched an investigation into the possible: (1) sale of unregistered securities, (2) sales of securities by unregistered brokers, and (3) fraud in connection with the sales of securities. Several state attorney generals are reportedly also investigating. News of these investigations has apparently...
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