Investor Rights Blog - David R. Chase, P.A.

SEC Defense Blog SEC Whistleblower Tips Investor Rights Blog Promissory Note Blog

June 8, 2018

SEC Files Fraud Action Against Equipment Leasing Company and Its, Founder, Ralph Iannelli, in $80 Million Promissory Note Scheme

The Securities and Exchange Commission has sued an equipment leasing company, Essex Capital Corporation, and its principal for fraud in connection with their sale of over $80 million in promissory notes....

May 29, 2018

Summit Healthcare REIT Investors Feel the Pain

Investors in Summit Healthcare REIT (“Summit”), a non-traded real estate investment trust (Non-traded REIT), may have claims to recover their investment losses against their broker or financial advisor who recommended its purchase. Summit, based in Lake Forest,...

April 30, 2018

The Law Firm of David Chase is Reviewing Potential Claims Against Alan New

The Law Firm of David Chase, representing investors throughout the country in cases to recover stock market and investment losses, is reviewing allegations concerning former NYLIFE Securities LLC broker Alan...

February 5, 2018

The Law Firm of David Chase is Reviewing Potential Claims Against Rick Konecny

The Law Firm of David R. Chase, representing defrauded stock market investors throughout the nation, is examining multiple customer allegations of serious misconduct regarding former J.P. Morgan Securities stockbroker Rick...

January 24, 2018

The Law Firm of David Chase is Reviewing Potential Claims Against Michael Patrick McTigue

The Law Firm of David Chase, representing defrauded stock market investors throughout the country, is investigating the Form U-5 statements made by ProEquities, the former employing brokerage firm of stockbroker...

January 23, 2018

The Law Firm of David Chase is Reviewing Potential Claims Against Thomas Breslin Jr.

The Law Firm of David Chase, representing defrauded stock market investors nationwide, is reviewing allegations concerning former LPL Financial LLC stockbroker Thomas Breslin Jr. after he was discharged by LPL...

January 22, 2018

The Law Firm of David Chase is Reviewing Potential Claims Against Jerry Lou Guttman

The Law Firm of David Chase, representing defrauded stock market investors nationwide, is reviewing allegations concerning former United Planner’s Financial Services of America stockbroker Jerry Lou Guttman after he was...

January 22, 2018

The Law Firm of David Chase is Reviewing Potential Claims Against Terrence Diehl

The Law Firm of David Chase, representing defrauded stock market investors nationwide, is reviewing allegations concerning former LPL Financial LLC stockbroker Terrence Diehl after he was discharged by LPL Financial...

December 26, 2017

The Law Firm of David Chase is Reviewing Potential Claims Against Bruce T. Cameron

The Law Firm of David Chase is reviewing a customer’s arbitration allegations of an unsuitable overconcentration in energy sector limited partnership investments made against Norwell, Massachusetts based RBC Capital Markets...

December 19, 2017

Law Firm of David Chase is Reviewing Potential Claims Against Sampson Pearson Jr

The Law Firm of David Chase, headed by stock broker fraud attorney David Chase, is reviewing allegations of serious stock broker misconduct made by multiple former customers of Charlotte, North...

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