Dorado Insider Trading Lawyer

Under SEC Investigation for Insider Trading?
What You Need to Know

Call Us Now: 800-760-0912

If you are under investigation for insider trading in Dorado, Puerto Rico, your freedom, finances, and professional reputation may be at serious risk. The U.S. Securities and Exchange Commission (SEC), often working in parallel with the Department of Justice (DOJ), aggressively investigates and prosecutes insider trading using sophisticated market surveillance and big-data analytics. If you are the subject of an SEC inquiry, you need to act quickly to secure seasoned, knowledgeable and effective legal representation.

David R. Chase, Esq., a nationally known and recognized SEC defense attorney and former SEC enforcement lawyer, provides experienced, strategic legal defense to individuals and companies accused of insider trading. From his South-Florida-based practice, Mr. Chase represents clients across the United States and its territories, including crypto professionals, investors, and executives in Dorado and throughout Puerto Rico.

What Is Insider Trading?

Insider trading occurs when someone buys or sells securities based on material, nonpublic information (MNPI) obtained through a breach of duty, trust, or confidentiality. While often associated with corporate executives, insider trading laws apply broadly—anyone who uses confidential information to trade or who tips another person who trades may face civil and criminal liability.

There are two primary legal theories of insider trading:

Classical Insider Trading

This occurs when a company insider (such as a board member, officer, or employee) trades on confidential corporate information or tips someone else who does. Both parties may be liable if the tippee knew or should have known the information was shared improperly.

Misappropriation Theory

Applies when someone who lawfully receives MNPI, such as a consultant, attorney, or advisor, but then missuses that information to trade securities for personal gain in breach of a duty or confidentiality provision.

Consequences of illegal insider trading often include:

Substantial civil penalties

Disgorgement of trading profits or losses avoided

Permanent bars from serving as an officer or director of a public company

Criminal prosecution and federal prison time if the DOJ pursues the case

Why the SEC Targets Insider Trading in Dorado and Puerto Rico

Dorado is known for its luxury real estate, tax-advantaged investment climate, and growing population of high-net-worth individuals, hedge fund managers, and crypto professionals. Puerto Rico’s unique tax incentives, such as Act 60 (formerly Acts 20 and 22), have attracted U.S. mainland investors and entrepreneurs, many of whom maintain significant financial portfolios and access to sensitive business information.

This makes Dorado a focal point for SEC enforcement. The agency actively monitors market activity linked to Puerto Rico residents, particularly when it involves complex investment structures, crypto trading, cross-border transactions, or sudden shifts in trading patterns. Investigations are non-public and often progress significantly before you are ever contacted by the SEC or DOJ, or both.

If you’ve received a SEC subpoena or suspect you’re under investigation, now is the time to consult with a qualified defense attorney.

Why You Need an Experienced SEC Defense Attorney

Insider trading allegations demand a deep understanding of federal securities laws, SEC procedures, and strategic enforcement defense. David R. Chase brings all of this and more to each of his clients. As a former SEC enforcement attorney, he knows the agency’s tactics and, more importantly, how to counter them.

Why Choose David R. Chase?

Former SEC Enforcement Attorney

Mr. Chase spent years inside the SEC’s Enforcement Division in its Miami Regional Office, where he led complex insider trading and securities fraud investigations. His insider knowledge helps him craft strong, effective defenses aimed at avoiding his client from being charged.

Focused SEC Defense Practice

Since leaving the SEC, Mr. Chase has dedicated his practice exclusively to defending individuals and companies under SEC and DOJ investigation. Insider trading is a central focus of his legal work.

Nationwide and U.S. Territory Representation

Though based in Florida, Mr. Chase represents clients throughout the U.S. and in Puerto Rico. He has 25 years’ experience handling SEC subpoenas, Wells Notices, enforcement proceedings, and settlement negotiations.

Direct, Personalized Strategy

Every client is represented directly by Mr. Chase, who develops a tailored legal approach to protect his client’s interests.

What to Do If You’re Under Investigation for Insider Trading

If you’ve received an SEC subpoena, a Wells Notice, or believe you may be under investigation, do not attempt to communicate with the SEC without legal counsel. Anything you say can be used against you.

David Chase will:

Explain your legal rights and obligations under the law
Handle all communications with SEC staff
Guide you through SEC subpoena compliance and document production
Analyze the evidence and build a proactive legal strategy
Negotiate to avoid charges or minimize penalties where appropriate

Engaging an experienced Dorado insider trading lawyer early can significantly improve the chances of a favorable outcome.

Contact Dorado Insider Trading Lawyer David R. Chase, Esq. Today

If you are facing insider trading allegations or have received an SEC subpoena in Dorado or anywhere in Puerto Rico, don’t delay. A seasoned SEC defense attorney can help protect your future and navigate this high-risk situation.

Call David R. Chase, Esq. today at 800-760-0912 for a confidential consultation. You can also visit www.securitiesfrauddefense.net to learn more about Mr. Chase’s background, case results, and his depth of experience defending SEC enforcement matters.

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