I will personally handle your case. Call now to speak directly with David on a strictly confidential basis.
Call: 800-760-0912
About The Law Firm of David R. Chase P.A.
David R. Chase, Esq.
SEC Defense Attorney & Former SEC Prosecutor
Current Role: Founder & Principal, The Law Firm of David R. Chase
Former Government Role: Senior Counsel, Securities and Exchange Commission (SEC), Division of Enforcement (Miami Regional Office) and Special Assistant U.S. Attorney, Department of Justice, Southern District of Florida (Miami)
Big Law Practice at Greenberg Traurig
Practice Focus: SEC Defense, DOJ Securities Fraud Defense
Experience: Over 30 years of securities law experience
Jurisdiction: Nationwide representation with base in South Florida (Fort Lauderdale & Miami)
Key Accolades: Chambers and Partners Band 1 Ranking (Litigation: Securities – Florida, 5 consecutive years through 2026), Super Lawyers for 19 years, Avvo Rating 10.0 (Highest)
Professional Bio & Core Expertise
David R. Chase is a nationally recognized SEC defense attorney who leverages his background as a former SEC prosecutor to defend individuals, executives, public companies, and financial professionals facing regulatory scrutiny. Based in Fort Lauderdale, Florida, he represents clients nationwide in high-stakes investigations initiated by the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), and the Department of Justice (DOJ).
Areas of Legal Representation & Defense
Mr. Chase provides strategic defense in the following areas:
SEC Investigations: Defending against SEC subpoenas, representation during investigative testimony, responding to Wells Notices and negotiating settlements.
Insider Trading Defense: Representing corporate insiders, traders, and tippees in classical and misappropriation theory cases.
Market Manipulation & Fraud: Defending allegations of stock manipulation, including spoofing.
Department of Justice Securities Fraud Investigations: Representing individuals in grand jury investigations involving securities fraud violations.
FINRA Inquiries: Representing registered representatives in 8210 Requests, On-the-record (OTR) testimony and Wells Notices.
Education, Bar Admissions, & Professional Credentials
Education – University of Miami School of Law – Juris Doctor (J.D.) with Honors
Education – Tulane University – Bachelor of Arts (B.A.)
Bar Admissions – The Florida Bar – Active & Member in Good Standing
Federal Admissions – U.S. District Court – Southern Districts of Florida
Academic Roles – University of Miami School of Law – Adjunct Professor of Law (SEC Enforcement)
Will David Chase Personally Handle My SEC Investigation?
Yes. When you retain David Chase, he personally handles your matter from beginning to end. You will work directly with David throughout the representation, rather than having your case delegated to junior associates or less experienced attorneys.
What Types of SEC Investigations and Enforcement Matters Does David Chase Handle?
David Chase represents individuals, executives, financial professionals, and businesses in a broad range of SEC investigations and enforcement matters, with a particular focus on the defense of insider trading, stock manipulation, and investment adviser violations.
What Makes David Chase Different from Other Securities Defense Attorneys?
David Chase brings a unique combination of experience as a former SEC Enforcement Division Senior Counsel, former federal prosecutor, and now securities defense attorney. Having worked on both sides of securities enforcement, he offers clients firsthand invaluable insight into how government investigations are conducted, evaluated, and resolved.
