The Law Firm of David Chase has filed another FINRA arbitration claim against Voya Financial Advisors related to its former employee, Greenville, South Carolina broker James T Flynn (CRD# 3082615).
The securities arbitration complaint alleges that Flynn made unsuitable investment recommendations to our clients, retirees who sought to protect their retirement nest egg, involving high-commission paying, illiquid REITS, such as Business Development Corporation of America and Colony Capital, as well as variable annuities. The arbitration claim alleges breach of fiduciary duty, negligence, and breach of contract. The claim seeks recovery up to $500,000 in damages against Voya Financial Advisors because it is legally responsible for the alleged wrongful acts of Flynn.
FINRA has permanently barred Flynn from the securities industry. Flynn’s publicly available BrokerCheck report lists numerous former customer complaints for alleged misrepresentations and unsuitable investment recommendations.
If you have invested with broker James T Flynn at Voya Financial Advisors, you may have a legal claim to recover your losses. Cases are taken on a contingency fee basis, which means you pay nothing unless a recovery is achieved for you.
For a free consultation, please contact lawyer David Chase at david@davidchaselaw.com or toll-free at (800) 760-0912, or my co-counsel Scott Silver of the Silver Law Group at ssilver@silverlaw.com or toll free at (800) 975-4345.
