subpoena enforcement action
The United States Securities and Exchange Commission (“SEC”) has filed court papers seeking to compel Elon Musk to comply with a SEC Subpoena requiring him to appear for sworn testimony, to which the SEC alleges Musk has failed to comply. In the event an individual or company does not comply with a subpoena issued by...
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How to Respond to a SEC Wells Notice The Securities and Exchange Commission’s (SEC) Division of Enforcement is responsible for enforcing the federal securities laws. The Enforcement Division performs this function through its investigations and, if evidence is developed in the investigation that would support filing charges, through the SEC’s filing of cases either in...
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