David R. Chase, P.A.
Call Us Now: 800-760-0912
David R. Chase, P.A.
Call Us Now: 800-760-0912

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March 6, 2025
SEC Insider Trading Case
In a rare setback on an appeal, the U.S. Securities and Exchange lost its bid for a significant civil penalty. The underlying SEC insider trading case was tried several years ago and the defendant, Charlie Chen, then appealed.   The SEC’s complaint alleged that Chen, who was close friends with a Vistaprint insider obtained highly material,...
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