CALL TOLL FREE
800-760-0912

Day

October 4, 2017
04
Oct

LAW FIRM OF DAVID CHASE IS REVIEWING POTENTIAL CLAIMS AGAINST JAMES S POLESE

October 4, 2017
The Law Firm of David Chase is investigating former Boston, Massachusetts based Morgan Stanley (CRD#149777) broker James S Polese (CRD#2636427) concerning allegations of misrepresentation and misappropriation of client funds. According to Polese’s FINRA BrokerCheck report, a customer filed a complaint against Polese in May of 2017 alleging he misrepresented managed account fees from 2015 to...
Read More

Latest Blog Posts

Marketing Rule Violations
SEC Files Marketing Rule Violations Against Several Investment Advisory Firms in Second Wave of Industry Enforcement Sweep
April 22, 2024
Ponzi Scheme Defense Attorney
Final Judgment Obtained by SEC Against Principal in $690 Million Ponzi Scheme
April 15, 2024
SEC Settlement
SEC Secures Final Judgment Against Volkswagen Subsidiary Fully Resolving its “Clean Diesel” Emissions Securities Fraud Case
April 8, 2024
insider trading charges
SEC Files Insider Trading Charges Against Former Arista Networks Chairman 
April 1, 2024
SEC fraud charges
SEC Sues Previous CEO and Chairman of Lordstown Motors Corp. for Deceiving Investors
March 25, 2024
enforcement action
SEC Files Securities Law Charges Against Several Individuals in a $300 Ponzi Crypto Fraud
March 18, 2024
Rule 102(e) Order
Lawyer Consents to an SEC Rule 102(e) Order Suspending Her Practice Before the SEC
March 6, 2024
Violating Federal Securities Laws
SEC Secures Final Judgment in $1.6 Million Securities Fraud Scheme  
February 27, 2024
Revenue Recognition Accounting Fraud
SEC Wins Partial Summary Judgment In Revenue Recognition Accounting Fraud Case
February 5, 2024
Stock Manipulation Lawyer
SEC Charges CEO With Stock Manipulation Scheme Designed to Avoid NASDAQ Delisting
January 15, 2024