While the SEC has always prioritized insider trading investigations in its enforcement program, and publicly touts its successful cases when filed and settled, the truth is that many insider trading investigations simply do not see the light of day and are closed without enforcement action. The reason: insider trading is very difficult for the SEC...Read More

If you are under investigation by the SEC for insider trading, you are likely to have many questions and, understandably, serious concerns. I decided to write this article to answer many of the basic questions those under investigation for insider trading typically have, as well as to provide insight into the process by which the...Read More