David R. Chase, P.A.
Call Us Now: 800-760-0912
David R. Chase, P.A.
Call Us Now: 800-760-0912

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January 22, 2025
SEC insider trading subpoena
The U.S. Securities and Exchange Commission (SEC) obtained a final judgment in an enforcement case it filed over eighteen months ago against Amit Dagar, a former Pfizer Inc. employee, and his close friend and business partner, Atul Bhiwapurkar, for engaging in alleged illegal insider by capitalizing on material, non-public information concerning Pfizer’s Covid-19 treatment. The Final...
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promissory note lawyer
While it is true that brokerage firms usually prevail in enforcing promissory note and employee forgivable loan claims in FINRA arbitrations, that is not always the case.  In my years of defending financial advisors in these matters, I have found that with certain facts and key evidence, the advisor has an opportunity to vigorously oppose...
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