September 19, 2017
Sonya Camarco (CRD #2427529), a longtime Colorado Springs resident and former Broker with LPL Financial LLC (CRD#6413) has been the subject of a SEC requested asset freeze. The SEC complaint that alleged Camarco had, over the past 13 years, systematically defrauded and stolen money from her client’s investment accounts. The SEC further alleged that Sonya...
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The Law Firm of David R Chase is investigating Ohio-based Cetera Advisors(CRD#10299) broker David Joseph Schmerber (CRD#2093918) after a customer filed a $1,000,000.00 million dollar FINRA arbitration against him. According to Schmerber’s FINRA BrokerCheck report, the claimants filed a FINRA arbitration complaint in March 2017 against Schmerber alleging he invested their accounts in various complex...
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 The Law Firm of David Chase is reviewing claims of unsuitable trades and breach of fiduciary duty by former New York based-based Capitol Securities Management INC. (CRD #14169) broker Andrew Bennett Kramer (CRD#1896558) after FINRA bared him permanently. According to Kramer’s FINRA BrokerCheck report, FINRA suspended Kramer in April of 2017 after he failed to...
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