The Law Firm of David Chase, headed by stock broker fraud attorney David Chase, is reviewing allegations of serious stock broker misconduct made by multiple former customers of Charlotte, North Caroline-based Northwest Mutual Investment Services broker Sampson Pearson. Many of the customer complaints, some of which have now been paid out and settled, claim that Pearson made unauthorized policy loan withdrawals from their variable and non-variable insurance policies. Pearson has been alleged to have engaged in forgery and misappropriation of customer funds, per FINRA’s BrokerCheck Report.
FINRA permanently barred Pearson based upon his failure to respond to its informational requests to him.
Pearson was previously employed by Northwestern Mutual Investment Services from 2001-2017 at its Charlotte, NC office.
If you invested with Sampson Pearson and Northwestern Mutual Investment Services and have lost money due to unauthorized insurance policy withdrawals, misappropriation of funds or other misconduct, you may be able to recover some or all of your losses. David Chase is an SEC defense lawyer and experienced stock broker fraud attorney who represents investors in recovering their losses due to stock broker fraud and investment adviser fraud and mismanagement through FINRA arbitration.
FINRA arbitration is a fast, efficient way to recover your lost investment funds due to unauthorized trading or churning. The Law Firm of David Chase, a stock broker fraud law firm, works on a contingency fee basis, meaning you pay it nothing unless it recovers money for you.
The Law Firm of David Chase represents investors throughout the country who have been defrauded or swindled by their stock broker or financial adviser. If you have questions about your ability to recover your investment losses, please contact David Chase, a stock broker fraud defense attorney, for a free consultation at david@davidchaselaw.com or toll-free at (800) 760-0912.
