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David R. Chase P.A.
The Law Firm of David Chase is reviewing allegations of outside business activity and unsuitable recommendations by former Vanguard Capital (CRD #22081) broker John A. Blake-Zuniga (CRD #1014886) after FINRA suspended him for 22 months. According to Blake-Zuniga’s FINRA BrokerCheck report, FINRA suspended him for 22 months after issuing sanctions related to allegations that he...
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The Law Firm of David Chase are investigating claims of unauthorized trading, unsuitable recommendations and breach of fiduciary duty by New York-based Morgan Stanley (CRD # 149777) broker Barry F Connell (CRD #3070984) after FINRA suspended him. According Connell’s FINRA BrokerCheck report, FINRA suspended and permanently barred Connell in January of 2017 after he failed...
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The Law Firm of David Chase is investigating Brunswick, Georgia-based Summit Brokerage Services INC. (CRD #34643) broker Clay Emerson Hoffman (CRD #4371162) over allegations of unauthorized trading, misrepresentation and breach of fiduciary duty. According to Hoffman’s FINRA BrokerCheck report, a customer filed a complaint against Fischer in April 2015 alleging he sold the customer unsuitable...
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The Law Firm of David Chase is analyzing claims of unsuitability and breach of fiduciary duty brought against former Ameritas Investment Corp (CRD #14869) broker Alonza Barnett JR. (CRD #4577695) after a customer filed a $1.75 million FINRA arbitration against him. According to Barnett’s FINRA BrokerCheck report, a customer filed an FINRA arbitration complaint in...
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