Practice Areas - David R. Chase, P.A.

SEC and FINRA Securities Regulatory Defense

David Chase, Esq. is a nationally recognized SEC defense attorney who for over the last 25 years has successfully represented individuals and companies under SEC […]

DOJ Securities Fraud Defense

David Chase represents individuals under investigation by the Department of Justice for securities fraud. Cases include insider trading, crypto fraud, stock manipulations, including Spoofing, Ponzi […]

SEC and FINRA Investigating Insider Trading into Public Company Announcements of Crypto Treasury Strategies

I was recently interviewed and quoted by the Wall Street Journal on the SEC’s and FINRA’s reported investigations concerning potential insider trading and Regulation Fair Disclosure […]

Defending a Series 7 Registered Representative in a SEC Investigation – One More Thing to Worry About

It is challenging enough representing an individual in a SEC investigation, but the complexities are amplified when the subject of the investigation is a Series […]

FINRA Defense Lawyer

FINRA Investigations: The Process Explained If you are under investigation by the Financial Industry Regulatory Authority, it is critical that you understand the process by […]

SEC Whistleblower Representation

The Firm represents individuals on a contingency fee basis who seek to file whistleblower claims with the SEC and CFTC. The SEC and CFTC Whistleblower Programs provide monetary […]

SEC Investigations: The Process Explained

If you are under investigation for insider trading, offering frauds, Ponzi Schemes, or stock manipulations, by the Securities and Exchange Commission, it is critical that you […]

Insider Trading Lawyer

Under SEC Investigation for Insider Trading? What You Need to Know The SEC takes insider trading extremely seriously and has historically made it a key […]

Stock Manipulation

Stock Manipulation and Pump and Dump Schemes The Securities and Exchange Commission has historically devoted substantial enforcement resources to investigating and prosecuting stock manipulations, commonly […]