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If you’re facing an SEC insider trading investigation in Portland, Oregon, it’s critical to act quickly to secure experienced legal defense counsel. The Securities and Exchange Commission (SEC) has historically aggressively investigated insider trading nationwide, and under the current SEC Administration spearheaded by Chairman Paul Atkins, this enforcement priority is not likely to change. Realize that by the time you hear from the SEC, whether directly by telephone or via a SEC Subpoena, a case may have already been built against you utilizing your trading data, digital communications, and witness interviews.
David R. Chase, Esq., a former SEC prosecutor and nationally known SEC defense attorney, represents clients facing insider trading investigations across the country, including in Portland, Lake Oswego, Multnomah County and Stafford, and throughout Oregon. With thirty-plus years of securities enforcement experience, Mr. Chase offers high-quality, strategic defense tailored to each client’s situation designed to avoid you being charged.
Insider trading refers to the buying or selling of securities while in possession of material, nonpublic information (MNPI), in violation of a fiduciary or confidentiality duty. The law applies not just to corporate executives and employees, but also to friends, family members, consultants, and others who misuse confidential information by trading for personal gain.
Portland’s growing economy and innovative business community make it a target for federal securities regulators. The city is home to a number of publicly traded companies in technology, athletic apparel, biotech, green energy, and finance. Major corporations such as Nike, Columbia Sportswear, and Precision Castparts operate near Portland, and the SEC monitors trading activity around these and other firms closely.
Corporate executives, biotech employees, financial advisors, attorneys, and consultants based in Portland often have access to sensitive information, including earnings data, acquisition plans, product launches, FDA results, or material regulatory developments. When securities transactions are timed suspiciously around such events, the SEC may open an insider trading investigation.
If you’ve been contacted by the SEC or suspect you’re under investigation, don’t wait and go at it alone, now is the time to consult with an experienced Portland insider trading lawyer.
Insider trading investigations are highly complex and typically rely on indirect or circumstantial evidence, such as timing of trades, communications, and personal relationships. You need a defense attorney who understands not only the law but how the SEC investigates and builds its case from the inside out.
David R. Chase brings unique insight from his time as a prosecutor in the SEC’s Enforcement Division where he held the title Senior Counsel. He knows how to identify the weaknesses in the government’s theory and build a defense that protects your rights, reputation, and financial future.
What to Do If You’re Under Investigation for Insider Trading
If you’ve received a SEC subpoena or Wells Notice from the SEC, or suspect you’re the subject of an insider trading investigation, do not speak with regulators without legal counsel. Anything you say may be used to support the government’s case.
David Chase can:
Early and strategic intervention by a seasoned SEC defense attorney can significantly impact the outcome of your case. It very well mean the difference between walking away or being prosecuted.
If you are under investigation for insider trading in Portland, Oregon, don’t wait. Protect your future by consulting with a proven Portland insider trading lawyer.
Call David R. Chase, Esq. at 800-760-0912 for a confidential consultation. You may also visit www.securitiesfrauddefense.net.