The Law Firm of David Chase is investigating the circumstances surrounding the suspension and subsequent termination of Aurora, Indiana-based broker Daniel Doogs by Ameriprise Financial, which allegedly involved a violation by Doogs of Ameriprise’s policy relating to borrowing from, and lending money to, customers.
Ameriprise Financial, on the Form U-5 of Doogs, stated the following as to the basis for his suspension and ultimate termination: “The registered representative was suspended on May 5, 2017 and subsequently terminated on June 2, 2017 for company policy violations related to the registered representative’s disclosure that he engaged in borrowing and lending with clients.”
If you were a customer of Daniel Doogs and Ameriprise Financial Services and have lost money, or engaged in loan transactions with Daniel Doogs, you may be able to recover some or all of your losses. David Chase, a SEC Attorney, is experienced in recovering investor losses due to stock broker misconduct, fraud and mismanagement through FINRA arbitration.
FINRA arbitration is a fast, efficient way to recover your lost investment funds due to financial advisor fraud. The Law Firm of David Chase, headed by stock broker fraud lawyer David Chase, works on a contingency fee basis, meaning you pay it nothing unless it recovers money for you.
The Law Firm of David Chase represents defrauded investors throughout the nation. If you have questions about your ability to recover your investment losses, please contact stock broker fraud lawyer David Chase for a free consultation at email@example.com or toll-free at (800) 760-0912.