The Law Firm of David Chase are investigating claims of unauthorized trading, unsuitable recommendations and breach of fiduciary duty by New York-based Morgan Stanley (CRD # 149777) broker Barry F Connell (CRD #3070984) after FINRA suspended him. According Connell’s FINRA BrokerCheck report, FINRA suspended and permanently barred Connell in January of 2017 after he failed...Read More

The Law Firm of David Chase is analyzing claims of unsuitability and breach of fiduciary duty brought against former Ameritas Investment Corp (CRD #14869) broker Alonza Barnett JR. (CRD #4577695) after a customer filed a $1.75 million FINRA arbitration against him. According to Barnett’s FINRA BrokerCheck report, a customer filed an FINRA arbitration complaint in...Read More