David R. Chase, P.A.
Call Us Now: 800-760-0912
Call Us Now: 800-760-0912
If you are under investigation or facing charges for insider trading in Boca Raton, you need to act quickly and decisively. The U.S. Securities and Exchange Commission (SEC) is relentless in pursuing insider trading cases, frequently coordinating with the Department of Justice (DOJ) to bring parallel civil and criminal actions. These investigations are serious and complex — and demand representation by a seasoned, experienced legal professional.
David R. Chase, Esq., a nationally recognized SEC defense attorney, provides aggressive defense for individuals under SEC insider trading investigations. A former SEC enforcement attorney, Mr. Chase uses his insider experience to challenge the government’s case from every angle. Based in South Florida, Mr. Chase regularly represents clients in Boca Raton and throughout the state in defense of high-stakes securities enforcement matters.
Insider trading occurs when a person trades stocks or other securities while in possession of material, nonpublic information (MNPI), in breach of a fiduciary duty or similar relationship of trust and confidence. The law targets not only corporate executives and directors, but also outsiders who receive tips and act on confidential information in breach of a duty.
When someone inside a company trades based on MNPI. If that insider shares the information with someone else (a “tippee”) who also trades, both parties can be held liable if the tippee knew or had reason to know the information was shared improperly.
When someone lawfully is given access to confidential information (i.e., a consultant, accountant, or lawyer) and improperly leverages it for personal profit through securities trading.
Boca Raton is home to a wide range of financial professionals, investment firms, publicly traded companies, and high-net-worth individuals. This concentration of financial activity makes the city a natural focus for the SEC’s enforcement efforts. The agency uses sophisticated data tools, whistleblower tips, and inter-agency coordination to detect, investigate and prosecute insider trading with little warning.
By the time you receive an SEC subpoena, the SEC will likely have already assembled significant evidence. That is precisely why immediately securing experienced and tested SEC legal counsel is critical.
When facing SEC investigative scrutiny, you can’t afford to gamble on inexperienced or low-priced counsel. You need a SEC lawyer who understands securities law, knows the SEC’s inner workings, and has a proven track record of successfully defending against insider trading allegations. That’s exactly what David R. Chase brings to the table for each of his clients.
If you’ve received a SEC subpoena or believe you’re under investigation for insider trading, do not speak to investigators or attempt to navigate the process alone. Anything you say can and will be used against you.
David Chase will:
Getting ahead of the investigation with the help of an experienced Boca Raton insider trading lawyer can make the difference between facing charges or avoiding them entirely.
If you’re facing an SEC insider trading investigation or have been served with a subpoena in Boca Raton, don’t wait. Early involvement of a skilled SEC defense attorney can dramatically affect the outcome of your case.
Call David R. Chase, Esq. today at 800-760-0912 for a confidential consultation. Visit www.securitiesfrauddefense.net to learn more about his experience, practice areas, and successful case results.
